More Regulatory & Compliance Articles

Real Estate

The Impact Of Changes To Dodd-Frank Regulation Z

Editor: On April 1, 2011, the new Dodd-Frank Loan Officer Rules (Reg Z) took effect. Please describe the intent of the rules and their major provisions. Willert: The Regulation Z changes had multifaceted intent but generally sought to set the industry on the right path after the loan...

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International Trade

The United Kingdom Legal Market – The View From Tudor Street

Editor: What is your role in the London office? Phillips: I have been the partner-in-charge since April 1, 2011, and I’m enjoying that role enormously. We have a partner-in-charge in every one of our 35 offices across the world, and my role is to look after the office and take it forward...

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Finance

A Volcker Rule Primer For Non-Financial Corporate Counsel

One overlooked Dodd-Frank Act regulation that non-financial companies should look at is the Volcker Rule banning proprietary trading. Proprietary trading is when a financial firm uses its own funds, rather than its customer’s funds, to purchase debt instruments, securities,...

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Related Events

Sep22

Regulatory & Compliance

23rd Annual Compliance & Ethics Institute

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9:00 a.m. - 5:00 p.m.

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