More Regulatory & Compliance Articles

Employee Benefits (ERISA)

Plan Obligations Relating To Service Provider Fee Disclosure

In February 2012, the Department of Labor (DOL) released its final regulations on disclosures by covered service providers to assist fiduciaries of most retirement plans in determining that their arrangements with the service providers qualify as reasonable arrangements as required by the...

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Anti-Corruption

FCPA: Compliance And Enforcement Insights

Editor: Please tell us about your experience with the Department of Justice and how it prepared you for your present assignment at Weil. Tyrrell: I joined Weil in February 2010 as the co-chair of our White Collar Defense and Investigations Group. Prior to that, I served with the Department of...

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Finance | Private Equity

New Regulatory Filing Requirements For Advisers To Private Investment Funds

One of the many elements of the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is the adoption of rules requiring investment advisers to submit information about the private funds they manage. This is a significant development because it means...

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Related Events

Sep22

Regulatory & Compliance

23rd Annual Compliance & Ethics Institute

DATE & TIME

9:00 a.m. - 5:00 p.m.

Details