Jeff Berman

Clifford Chance

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Recently by Jeff Berman

SEC Proposes a Principles-Based Advertising Rule for the Way Investment Advisers Live Now

In a recent briefing from Clifford Chance, a look is taken at newly proposed SEC amendments to update the Advertising Rule more than fifty years after the introduction of the Investment Advisers Act of 1940. The modernized revamp seeks to make it relevant to a 21st century industry.

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FinTech

The Pros & Cons of the OCC's New FinTech Charter

Special purpose bank charters preempt the patchwork of state laws, but challenges from state bank regulators could cloud the future.

The Office of the Comptroller of the Currency (OCC) recently announced that it will begin accepting special purpose national bank charter...

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